GENERAL INFORMATION

Olive Ridley Private Client Services LLC (“Olive Ridley”) is an investment advisor firm registered pursuant to the investment advisor laws and regulations of the state of Rhode Island. Registration of an investment advisor does not imply any level of skill or training. Our principal offices are located in Newport, Rhode Island, and we also conduct business in the states of California and Massachusetts (pending approval).

The financial philosophy of our firm centers on providing financial planning advice, portfolio management strategies, and other wealth management services to assist individuals, high net-worth individuals, profit-sharing plans, businesses, and institutional investors in achieving their long-term financial goals.

ADVISORY REGULATIONS

Our firm and investment advisor representative(s) are in compliance with the current regulatory filing requirements imposed by the states where we conduct business. Additionally, we only transact business in those states where our firm is registered or qualifies for an exemption or exclusion from registration requirements.

Our Form CRS summarizes our advisory service offerings and is available at www.oridley.com for review. A copy of our Brochure, which details our firm’s operations, services, and advisory fees, is also available on our website. For specific information regarding our firm’s registrations, please contact us with questions or for additional information.

Upon inquiry regarding our advisor services, an appropriately credentialed investment advisor representative of Olive Ridley will conduct subsequent and direct communication with any prospective client.

LIMITATIONS OF INFORMATION

Unless otherwise indicated, all web pages, interactive features, widgets, newsletters, blogs, social media sites (collectively “websites”), the respective content (including but not limited to linked economic calculators or similar interactive devices), and materials on the websites are owned by Olive Ridley.

We may link or post publications and information by unaffiliated third parties (“third-party sites”) to our websites. Although such publications and information have been compiled from sources believed to be reliable, accuracy and completeness cannot be guaranteed. Furthermore, we do not make any representation or warranty as to the accuracy, timeliness, suitability, completeness, or relevance of information on linked third-party sites.

Consumers or prospective clients should not construe any information or data on our website as a provision of personalized investment advisory recommendations or a solicitation to effect or an attempt to effect transactions in securities. There can be no assurance that any investment strategy, specific securities, or investment vehicles (including those discussed or recommended by Olive Ridley) will be profitable or equal any historical performance level(s). Investments involve varying degrees of risk. PAST PERFORMANCE IS NOT INDICATIVE OF FUTURE RESULTS. Consumers or prospective clients should consult with a qualified financial professional or tax adviser before implementing strategies, investment vehicles, or securities discussed on our website (or in linked content).

USER CONSENT TO TERMS AND CONDITIONS

Use of our websites is subject to the limitations, terms, and conditions set forth herein. Each consumer and prospective client agrees, as a condition precedent to access our websites, to release and hold harmless Olive Ridley, its officers, directors, owners, employees, and agents from all adverse consequences resulting from any actions or omissions that are independent of the receipt of personalized individual advice from Olive Ridley.